Page 2 - Compliance Date News Today

The U.S. Securities and Exchange Commission (the “SEC”) adopted and published its Final Rule Release IA-6383 under the Investment Advisers Act of 1940 (the “Advisers Act”) on August 23,...

The U.S. Securities and Exchange Commission (SEC) on Aug. 23, 2023, adopted the long-awaited private fund rules (Private Fund Rules) under the Investment Advisers Act of 1940 (Advisers...

On August 23, 2023, the U.S. Securities and Exchange Commission (SEC) announced the enactment of a series of new and amended rules under the Investment Advisers Act of 1940, as amended...

On August 23, 2023, the U.S. Securities and Exchange Commission (SEC) adopted new rules and amendments under the U.S. Investment Advisers Act of 1940 (Advisers Act) to enhance the...

Yesterday, the five SEC commissioners voted 3-2, along party lines, to approve the Private Fund Adviser Rules.

Today, the SEC (U.S. Securities and Exchange Commission) has adopted the much anticipated so-called “Private Funds Rules” under the Investment Advisers Act of 1940 (the “Advisers...

Yesterday, the five SEC commissioners voted 3-2, along party lines, to approve the Private Fund Adviser Rules. The final Rules scale back from what was initially proposed 18 months...

SAN FRANCISCO, Aug. 23, 2023 -- Tempo Automation Holdings, Inc. , a leading software-accelerated electronics manufacturer, today announced that it had received a letter from the Listing...

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ...

The notice is part of the compliance plan previously approved by Nasdaq.TuSimple intends to file the other delayed reports on or before the compliance date.SAN DIEGO, Aug. 18, 2023 /PRNewswire/ --...