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13.06.2022 - Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology and market infrastructure, today announced enhancements to its Best Execution service, which more than doubles coverage to over 2 million fixed income ... Seite 1

Gensler spoke on the importance of reforming fixed income markets, while providing recommendations to increase transparency, modernise platforms and enhance financial resilience.

The wirehouses respectively ran afoul of requirements related to two industry recordkeeping systems over roughly three years, according to FINRA.

<p><span>Thank you. It’s good to be with City Week again. As is customary, I’d like to note that my views are my own, and I am not speaking on behalf of the Commission or SEC staff.</span></p>

U.S. Securities and Exchange Commission Chair Gary Gensler on Tuesday floated the idea of speeding up the reporting deadlines of certain bond trades to one minute, among several ideas aimed at making the nation's vast fixed-income market more visible and up to date.

The U.K.’s policy approach to regulating secondary markets and investment firms, now that the U.K. has left the EU, has been confirmed by the government. Last year, HM Treasury...

SALT LAKE CITY, UT, Nov 5, 2021 - (ACN Newswire) - CrowdEngine, the leading private-label JOBS Act investment crowdfunding platform, announced it's launching a new customization service so CRE firms can

U.S. Department Of The Treasury: Quarterly Refunding Statement Of Deputy Assistant Secretary For Federal Finance Brian Smith Date 05/05/2021 The U.S. Department of the Treasury is offering $126 billion of Treasury securities to refund approximately $47.7 billion of privately-held Treasury notes and bonds maturing on May 15, 2021.  This issuance will raise new cash of approximately $78.3 billion.  The securities are: -     A 3-year note in the amount of $58 billion, maturing May 15, 2...

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SEC: Staff Statement On Investment Company Cross Trading, Division Of Investment Management Staff Date 11/03/2021 This Staff Statement is presented by the Staff of the Division of Investment Management (the “Staff”). In this statement, the Staff addresses certain aspects of investment company cross trading. The Staff is interested in feedback on ways to enhance the regulatory regime governing investment company cross trading. This Staff Statement is not a rule, regulation, or stateme...