Page 2 - Compliance Function News Today

26.04.2023 - NORTHAMPTON, MA / ACCESSWIRE / April 26, 2023 / Cummins Inc.CumminsCummins Inc. has been named to Ethispheres list of the Worlds Most Ethical Companies for a 16th consecutive year.The list honors companies demonstrating business integrity through ...

Solvency and Financial Condition Report 2022 COSMOS INSURANCE COMPANY PUBLIC LTD HEAD OFFICE: 46 Griva Digeni Avenue, 1080 Nicosia P.O.Box 21770, 1513 Nicosia ... | March 31, 2023

Investegate announcements from BBGI Global Infrast., Annual Results financial year ended 31-Dec-2022

Global Investigations Review (GIR) is the hub for global coverage of corporate investigations and their aftermath. Keep up to date with significant developments in the corporate investigations world.

The Securities Commission Malaysia (‘SC’) issued new Guidelines on Islamic Capital Market Products and Services (‘ICMPS Guidelines’) that took effect…

With the changing global compliance landscape vis-à-vis renewed efforts by the global money laundering and terrorist financing watchdog, the Financial Action Task Force (FATF), the need for compliance professionals in combating crime, money laundering and terrorist financing has been brought to the fore. The need, experts said, is pertinent to bringing in professionals to enhance […]

The Investment Firms Regulation (Regulation (EU) 2019/2033) (the IFR) and the Investment Firm Directive (Directive (EU) 2019/2034) (the IFD) established a prudential framework for...

In a letter written to the Chairman and Managing Director of Urban Co-operative Banks under the heading “Compliance Function and Role of Chief Compliance Officer (CCO)”, RBI says it has decided to introduce

RBI imposes fine on Bank of India for violation of KYC related regulations

The RBI has also penalised Dhani Loans and Services for non-compliance with its KYC directions.