Page 36 - Compliance Program News Today

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The SECURE 2.0 Act of 2022 (SECURE 2.0) significantly changes the legal and administrative compliance landscape for U.S. retirement plans. Foley & Lardner LLP is authoring a series of...

Financial institutions and companies that are subject to oversight from the Office of Foreign Assets Control (OFAC) need to prioritize compliance. OFAC has become increasingly active in...

/PRNewswire/ -- Comerica Incorporated (NYSE:CMA) announced that Kristina Janssens has been named Senior Vice President, Chief Compliance Officer. She will...

Do not forget the basics regarding compliance and ligitation of 401(k) retirement plans.

/PRNewswire/ -- Ericsson (NASDAQ: ERIC) invites investors and financial analysts to a briefing session focused on sustainability and responsible business at...

For registered investment advisers, examinations by the Securities and Exchange Commission (SEC) are a part of doing business. While an SEC examination is inevitable, many advisers have...

On September 6, 2023, the SEC Division of Examinations (EXAMS) released a Risk Alert highlighting critical areas of interest to any investment adviser—including how EXAMS selects...

For financial institutions and businesses that are subject to the oversight of the Office of Foreign Assets Control (OFAC), compliance needs to be a priority in 2023. OFAC is playing an...

/PRNewswire/ -- Whirlpool Corporation (NYSE: WHR) announced today that it has been recognized as one of the Worlds Most Trustworthy Companies in 2023 by...