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Investment Company Compliance Issue SEC Risk Alert

The SEC’s Division of Examinations issued a risk alert focused on industry practices and regulatory compliance for mutual funds and ETFs that may have an impact on retail investors due to identified deficiencies or weaknesses in fund compliance programs.
Division Of Examinations Fund Disclosures Fund Compliance Programs Investment Company Staff Recommendations For Compliance Program Investment Company Act

Business leader Lee Rhyant to keynote Kennesaw State's Ethics Awareness Week

Living ethically in an environment where even established facts are increasingly challenged will be the topic when Atlanta business executive and longtime Kennesaw State University supporter Lee Rhyant delivers a keynote address on Nov. 12 to culminate KSU’s annual observance of Ethics Awareness Week.
Kennesaw State University United States Lee Rhyant Carmichael Student Center Compliance Program University System Of Georgia

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Heidi P. Knight Environmental, Health & Safety Lawyer Beveridge & Diamond

Heidi P. Knight Environmental, Health & Safety Attorney Beveridge & Diamond Boston, MA including Air, Climate Change Audits, Risk, Compliance Program Assessments, Enforcement Defense, Citizen Suits, Manufacturing, Transactions, Due Diligence
Health Act Compliance Program Assessments Compliance Program Compliance Assurance Manager Occupational Safety Clean Air Act

New California Law Prohibits Chain Community Pharmacy Productivity Quotas for Pharmacists and Pharmacy Technicians | Hinshaw & Culbertson - Health Care

Last year, The New York Times published an article titled "How Chaos At Chain Pharmacies Is Putting Patients At Risk." The article described how many pharmacists in large chain...
New York United States Hinshaw Culbertson New York Times California Pharmacy Association Chain Store Pharmacies

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