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Artificial Intelligence (AI) is no longer just a buzzword, but a reality that is firmly on the radar of regulators and regulated firms in the US and UK. Recently, considerable...

Key Points - Following a joint Discussion Paper in 2021 issued by the FCA and the PRA, both regulators have now issued Consultation Papers proposing new rules and guidance in rel...

A survey conducted by the United Kingdom Financial Conduct Authority (FCA) in early 2022, but published only in 2023,1 has revealed the stark reality that the regulator is not doing enough for whistleblowers.

Overview - A survey conducted by the United Kingdom Financial Conduct Authority (FCA) in early 2022, but published only in 2023, has revealed the stark reality that the...

Global Investigations Review (GIR) is the hub for global coverage of corporate investigations and their aftermath. Keep up to date with significant developments in the corporate investigations world.

Global Investigations Review (GIR) is the hub for global coverage of corporate investigations and their aftermath. Keep up to date with significant developments in the corporate investigations world.

Home / News / Woodford law firm urges FCA to better protect retail investors using platform buy lists Woodford law firm urges FCA to better protect retail investors using platform buy lists Leigh Day points out where platform investors need to be better protected under FSMA and the FSCS A law firm representing clients trapped in the former Woodford Equity Income fund has told the Financial Conduct Authority better protections are needed for investors using platform buy lists and model portfolio...