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CFTC Staff Advisory Expands List Of Entities That May Need To Register As A SEF - Finance and Banking

On September 29, 2021, the Commodity Futures Trading Commission's ("CFTC") Division of Market Oversight ("DMO" or "Staff") issued a staff advisory that provides guidance on when certain entities may be required...
Division Of Market Oversight Symphony Communication Services Commodity Exchange Act Matter Of Symphony Communication Services Commodity Futures Trading Market Oversight
Source: mondaq.com

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FSB Publishes 2021 G-SIB List

<p><span>The Financial Stability Board (FSB) today published the </span><a href="https://www.fsb.org/2021/11/2021-list-of-global-systemically-important-banks-g-sibs/">2021 list of global systemically important banks</a><span> (G-SIBs) using end-2020 data and an assessment methodology designed by the Basel Committee on Banking Supervision (BCBS).</span></p>
Randalk Quarles Basel Committee On Banking Supervision European Banking Union Banking Union Goldman Sachs International Settlements

The Institute of Internal Auditors (IIA) Asks Greek Government to Withdraw Proposed Legislation that Impedes Independent Internal Audit

 The Institute of Internal Auditors (IIA) announced today it has issued letters to Greeces Prime Minister and Ministry of Development and Investments, objecting to a last-minute legislative amendment that would infringe on its international standards and code of ethics and the efficient practice of internal auditing. Representatives of The IIAs Global headquarters and IIA Greece are scheduled to meet with the Minister of Development and Invest
United States Anthony Pugliese Greek Parliament Economic Chamber Institute Of Internal Auditors International Professional Practices Framework
Source: law.com

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