Page 9 - Covered Entity News Today

The SEC continued its recent onslaught of proposed cybersecurity rules in mid-March with three new proposals covering a litany of entities, including investment advisers, broker-dealers...

The US Securities and Exchange Commission (SEC) issued a notice of proposed rulemaking (the Proposal) on March 15 that would require SEC-regulated investment advisers, investment...

PURCHASE AGREEMENT March 29, 2023 GUGGENHEIM SECURITIES, LLC 330 Madison Avenue New York, New... | March 30, 2023

On March 15, 2023, the SEC issued proposed amendments and a proposed rule addressing cybersecurity. Specifically, the SEC proposed Rule 10, which addresses cybersecurity risks, and...

DEBT SECURITIES Agency Agreement March 23, 2023 To the Agents named in Schedule II hereto Ladies and Gentlemen: ... | March 28, 2023

Throughout 2022, the 340B Drug Program (340B) and participating hospital systems experienced myriad new developments. From continued disputes with drug manufacturers to a landmark U.S....

The Securities and Exchange Commission released several proposals all aimed at bolstering different aspects of cybersecurity in the securities market.

<p><span>Thank you, Chair Gensler. No one questions the threat cybercriminals pose to our capital markets, and the need for broker-dealers and other regulated entities to protect themselves and their customers and counterparties from cyberthreats. As the proposing release notes, there are considerable reputational, psychological, and financial costs associated with these breaches.</span><span> Increasing reliance on technology in our markets has only heightened h...

This weekly series provides brief summaries to help you stay in the know on how 340B cases are developing across the country. Each week we comb through the dockets on more than 40 340B cases...

On February 1, 2023, the Federal Trade Commission (FTC) filed a complaint in the U.S. District Court for the Northern District of California alleging that digital health platform GoodRx...