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The New Marketing Rule and the Seven Prohibitions: Sneaky, Sloppy, Tricky, Shifty, Iffy, Flimsy, and Dicey | Hardin Compliance Consulting LLC

To embed, copy and paste the code into your website or blog: Analyzing the SEC’s new Marketing Rule (Rule 206(4)-1, or the “New Rule”) is a monumental task, so I am breaking it down into a series of six blog posts. This first post focuses on the new definition of advertisements and the seven principles-based prohibitions. Later blog posts will cover testimonials and endorsements, third-party ratings, performance advertising, portability of performance and the rule’s administrative requi...
Patricia Owen Michel Schield Management Company Clover Capital Management Inc Investment Adviser Association No Franklin Management Inc Market Timing Systems Inc

10th Circuit Rules Against Colorado in 'Waters of the U.S.' Dispute – Courthouse News Service

Colorado did not prove it would suffer “irreperable injury” if federal agencies implemented the Trump-era Navigable Waters Protection Rule, a 10th Circuit panel ruled Tuesday. A view of Chatfield Reservoir in Chatfield State Park, in Douglas and Jefferson counties in Colorado. (Jeffrey Beall via Wikipedia) (CN) — The federal government should not be blocked from implementing in Colorado a Trump-era regulation defining what waters are protected by the Clean Water Act, a 10th Circuit panel ...
United States Bobby Baldock Donald Trump Carolynb Mchugh Barack Obama Allison Eid

Sweeping Changes to Uniform Rules for the Supreme Court and County Court | Harris Beach PLLC

[co-author: Daniel Pesciotta] Effective Feb. 1, 2021, New York’s Uniform Rules for the Supreme Court and County Court will see sweeping changes. A product of the courts and power delegated by the New York State Constitution, these rules govern the technical, day-to-day aspects of civil litigation and provide requirements in addition to those contained in the Civil Practice Law and Rules (CPLR), which are a legislative product and broadly govern civil actions from start to finish. By , Chief ...
New York United States York Uniform Rules For The Supreme Court York Commercial Division York State Commercial Division Uniform Rules

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