Page 10 - Danielle Press News Today

Superannuation funds have been told to review their internal dispute resolution arrangements with ASIC identifying compliance concerns. The surveillance conducting by ASIC examined trustees’ compli

The corporate regulator’s newly-formed Financial Services and Credit Panel (FSCP) was formed this year. ASIC has released new regulatory guidance about the single disciplinary body and financial adv

The Corporate Regulator has released new information for advisers regarding decisions by the Financial Services and Credit Panel. ASIC has released new guidance about the Financial Services and Credit

The regulator has released guidance on how the Financial Services and Credit Panel will function and operate. Notably, it covers all contraventions that could result in a panel being convened and how it will consider what constitutes more than a reprimand.

A new "your rights" infosheet has also been published

The corporate regulator has confirmed the change. ASIC has announced it will extend the deadline for unlisted entities to lodge financial reports by one month for balance dates from 24 June 2022 to 7

The corporate regulator has issued a “timely reminder” to company directors. ASIC has warned that failure to address cybersecurity could see company directors fall short of their regulatory oblig

Over-the-counter derivatives provider Sirius Financial Markets Pty Ltd has surrendered its AFSL and its former executives Jonathan Schneider and Oskar Pecyna have both been banned for eight years.

The company’s Australian financial services (AFS) licence has been surrendered. Over-the-counter derivatives provider Sirius Financial Markets, trading as Trade360, has surrendered its AFS licence

The company’s Australian financial services (AFS) licence has been surrendered. Over-the-counter derivatives provider Sirius Financial Markets, trading as Trade360, has surrendered its AFS licence