Keynote Address Of CFTC Commissioner Kristin N. Johnson At The World Federation Of Exchanges Annual Meeting - Creating Rules Of The Road For (Dis)Intermediated And (De)Centralized Markets mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.
On June 1, 2023, the United States Supreme Court issued a unanimous opinion that makes it more difficult for shareholders to bring Section 11 claims against companies that go public via...
When the SEC was considering the NYSE's proposal to permit direct listings of primary offerings, one of the frequently raised difficulties related to the potential "vulnerability"...
Doug Ellenoff Of Law Firm EGS, Shares 2023 Expectations For SPACs, Securities Crowdfunding And More crowdfundinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from crowdfundinsider.com Daily Mail and Mail on Sunday newspapers.
SEC Small Business Capital Formation Advisory Committee Tells Commission To Add Sophistication Option For Accredited Investor Qualification, Cautions On Undermining Reg D, More crowdfundinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from crowdfundinsider.com Daily Mail and Mail on Sunday newspapers.
[Editor's Note (1/25/22): This article includes an update regarding the amended rule proposal Nasdaq filed with the SEC in January 2022.] [Editor's Note (6/1/21): This...
FINRA proposal approved addressing application of FINRA rules to security-based swaps, SEC charged two individuals with trading on material nonpublic information, GAO found federal agencies were inconsistent in implementing cybersecurity requirements under FISMA and more.
Two pieces of legislation aimed at imposing additional regulations on special purpose acquisition companies ("SPACs") were recently introduced in the US House of Representatives.