SEC Proposes New Regulatory Framework for Use of AI by Broker-Dealers and Investment Advisers | Dechert LLP
The SEC has proposed new rules designed to regulate potential conflicts of interest associated with broker-dealers’ and investment advisers’ use of certain AI-related technologies in...
Natl Assn Private Fund Managers Securities Exchange Commission Exchange Act Rule Finalizes Changes To Private Fund Fund Advisers Or Disabling Of Covered Technology
Source: jdsupra.com