What Fund Managers Should Know About 2022 SEC Enforcement
SEC Division of Enforcement announced Enforcement Results for Fiscal Year 2022 with a few key takeaways for fund managers: Commission brought 760 enforcement actions in FY 2022, set record on disgorgement and penalties, took ongoing action against private fund advisers.
Enforcement Division Division Of Enforcement Enforcement Results Fiscal Year Enforcement Actions Penalties Ordered
Source: natlawreview.com