SEC Sends Second Message to Private-Fund Sponsors on Audit Obligations Under Custody Rule Through Enforcement Actions | Goodwin
On September 5, 2023, almost one year since its first flurry of similar Custody Rule actions,  the SEC announced settlements with five SEC-registered investment advisers to private...
United States Disruptive Technology Advisers International Standards On Auditing Division Of Examinations Bluestone Capital Management Apex Financial Advisors Inc
Source: jdsupra.com