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Cryptocurrency Regulation – SEC Wants To Bring Order To The Wild West | Vinson & Elkins LLP

Cryptocurrency Regulation – SEC Wants To Bring Order To The Wild West | Vinson & Elkins LLP
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United statesGary genslerDaniel michaelCommodity futures trading commissionSupreme courtEnforcement division complex financial instruments unitAspen security forum augHowey coAspen security forumInvestment companyAspen securityCommodity futures tradingInvestment company actComplex financial instruments unitRemarks beforeDecentralized finance lender

SEC Brings Charges in its First Case Involving Securities & DeFi

The Securities and Exchange Commission (SEC) has charged a pair of men for their part in making millions off fraudulent offerings. The case has already been settled.

United statesCayman islandsGurbirs grewalGregory keoughDerek acreeDaniel michaelExchange commissionEnforcement division complex financial instruments unitEnforcement divisionBlockchain creditDefi money marketComplex financial instruments unitஒன்றுபட்டது மாநிலங்களில்கேமன் தீவுகள்கிரெகொரி கிெஒக்டேனியல் மைக்கேல்

SEC claims first enforcement action in $30M fraud case involving DeFi project

SEC claims first enforcement action in $30M fraud case involving DeFi project
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United statesGregory keoughTim draperDaniel michaelDerek acreeExchange commissionEnforcement division complex financial instruments unitCayman islands basedBlockchain credit partnersDefi money marketComplex financial instrumentsஒன்றுபட்டது மாநிலங்களில்கிரெகொரி கிெஒக்நேரம் டிராப்பர்டேனியல் மைக்கேல்பரிமாற்றம் தரகு

SEC Charges Decentralized Finance Lender And Top Executives for Raising $30 Million Through Fraudulent Offerings - Case Is Agency s First Involving Securities Using DeFi Technology

SEC Charges Decentralized Finance Lender And Top Executives for Raising $30 Million Through Fraudulent Offerings - Case Is Agency s First Involving Securities Using DeFi Technology
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United statesCayman islandsGurbirs grewalBrent mitchellGregory smolarStephanie reinhartGregory keoughNatalie brunsonKristin murnahanDaniel michaelDerek acreeExchange commissionEnforcement division office of investigativeEnforcement division complex financial instruments unitEnforcement divisionSecurities exchange

SEC Hits UBS With $8M Fine for ETP Compliance Failures

SEC Hits UBS With $8M Fine for ETP Compliance Failures
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Daniel michaelExchange commissionEnforcement division complex financial instruments unitFinancial servicesComplex financial instrumentsInvestment advisers actடேனியல் மைக்கேல்பரிமாற்றம் தரகுஅமலாக்கம் பிரிவு சிக்கலான நிதி கருவிகள் அலகுநிதி சேவைகள்சிக்கலான நிதி கருவிகள்