Securities And Exchange Commission Brings First Enforcement Actions Over
On March 18, 2024 the SEC announced that it had settled charges in separate actions against two investment advisers, Delphia (USA) Inc. and Global Predictions, Inc. for making false or misleading statements regarding their use of AI.
United States Exchange Commission Program On Corporate Compliance Division Of Examinations Division Of Enforcement Delphia United States Inc
Source: mondaq.com