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December 2, 2022
On 2 November 2022, by a vote of 3-2 (with Commissioners Hester Peirce and Mark Uyeda objecting), the Securities and Exchange Commission (SEC) adopted, substantially as proposed in...
November 16, 2022
On 2 November 2022, the U.S. Securities and Exchange Commission (SEC) voted 3–2, along party lines, to adopt a final rule and form amendments (together, the Final Rule) that would...
November 15, 2022
U.S. Securities and Exchange Commission SEC voted to form amendments requiring additional disclosure on Form N-PX about registered fund’s proxy votes and institutional investment managers to report how they voted proxies for certain executive compensation matters.
April 19, 2022
On March 30, 2022, the Division of Examinations of the US Securities and Exchange Commission ("SEC") announced its examination priorities for 2022.
April 15, 2022
On March 30, 2022, the Division of Examinations of the US Securities and Exchange Commission (the “Division” and “SEC,” respectively) announced its examination priorities for 2022. This...
January 10, 2022
If adopted, the Proposal would require filers to disclose their proxy votes using the same language as in the issuer's form of proxy.
November 24, 2021
Under the proposal, any person who files Form 13F also would now be required to file an abbreviated version of Form N-PX to disclose say-on-pay votes.
October 29, 2021
The new requirements for managers would implement the provisions of section 14A of the Exchange Act adopted by Congress in 2010 under the Dodd-Frank Wall Street Reform and Consumer Protection Act...