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SEC Initiatives for ESG Disclosure Focus

Thursday, May 13, 2021 The Securities and Exchange Commission (SEC or the Commission) has announced a series of initiatives reorienting the Commission’s agenda to focus on environmental, social, and governance (ESG) issues. In particular, the Commission is gearing up to develop a framework to address ESG disclosures, including climate change risk and diversity and inclusion metrics. According to Chairman Gary Gensler, an ESG disclosure rulemaking is a “top priority.” Accordingly...
Michaelg Lee Hesterm Peirce Hester Peirce Elad Roisman Eladl Roisman Gary Gensler

Texas Capital Bank Announces Agreement to Sell Its Mortgage Servicing Rights Asset to PHH Mortgage

Press release content from Globe Newswire. The AP news staff was not involved in its creation. Texas Capital Bank Announces Agreement to Sell Its Mortgage Servicing Rights Asset to PHH Mortgage Texas Capital Bancshares, Inc.April 21, 2021 GMT Reinforces Commitment to Mortgage Finance, Mortgage Warehouse and Specialty Lending Next Step in Optimizing Balance Sheet and Enhancing Focus on Core Growth Drivers DALLAS, April 21, 2021 (GLOBE NEWSWIRE) -- Texas Capital Bank, N.A., referred to herein as ...
United States San Antonio Fort Worth Jamie Britton Robc Holmes Shannon Wherry
Source: apnews.com

April 2021 Investment Management Update

Friday, April 9, 2021 SEC Announces 2021 Examination Priorities The SEC’s Division of Examinations (Division), formerly known as the Office of Compliance Inspections and Examinations (OCIE), released its 2021 examination priorities. In its release, the Division noted that it completed over 2,952 examinations in 2020 and issued more than 2,000 deficiency letters. Approximately 15% of all registered investment advisers were examined during 2020 and the Division completed more than 100...
City Of United Kingdom Gary Gensler David Isenberg Office Of Compliance Inspections Division Of Examinations

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