Execution Facilities News Today

On September 29, 2021, the Commodity Futures Trading Commission's ("CFTC") Division of Market Oversight ("DMO" or "Staff") issued a staff advisory that provides guidance on when certain entities may be required...

To print this article, all you need is to be registered or login on Mondaq.com. At an Open Commission Meeting, the CFTC approved a final rule updating the swap execution facility ("SEF") regulatory regime, approved new exemptions from the trade execution requirement, and withdrew an unadopted proposal due to marketplace concern over anticipated operational challenges and high compliance costs. The adopting releases stem from a 2018 proposal. (A Cadwalader Memorandum rela...