Exempt Reporting News Today

In this issue. The Supreme Court upholds the constitutionality of the Consumer Financial Protection Bureau (CFPB) funding mechanism; the Financial Crimes Enforcement Network...

The SEC and FinCEN concurrently issued a fact sheet that summarizes the Joint NPRM.

On August 23, 2023, the SEC adopted new rules and amendments to existing rules (collectively, the "New Rules") under the Investment Advisers Act of 1940...

The SEC adopted new and amended rules that will have a substantial impact on investment advisers to private funds. The SEC has adopted new and amended rules under the...

On August 23, 2023, by a vote of three-to-two, the U.S. Securities and Exchange Commission (SEC) approved changes under the Investment Advisers Act of 1940 (the Advisers Act) that will...

A vast number of private businesses will face new requirements on how – and whether – they report their beneficial ownership interests to the U.S. government, effective at the start of...

This Memorandum is intended to remind you of certain U.S. annual requirements that may be applicable to your business and is divided into five sections. All investment advisers (whether...

Exempt reporting advisers (ERA) have become a topic of interest for the U.S. Securities and Exchange Commission's (SEC) Division of Enforcement due in large part to their growing popularity...

Exempt reporting advisers (ERA) have become a topic of interest for the U.S. Securities and Exchange Commission's (SEC) Division of Enforcement due in large part to their growing...

Press release content from Business Wire. The AP news staff was not involved in its creation.