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Fifth Circuit Vacates Private Fund Adviser Rules | King & Spalding

Fifth Circuit Vacates Private Fund Adviser Rules | King & Spalding
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United States - Corporate Governance - SEC And FinCEN Propose Rule Requiring Investment Advisers To Enact Customer Identification Programs

SEC Final Rules and the Impact on Canadian Advisers

The Securities and Exchange Commission the SEC adopted new and somewhat controversial rules and rule amendments the Final Rules under the U.S. Investment Advisers Act of 1940 the Act in the fall of 2023 that impact the regulation of private fund advisers Advisers. Under the Final Rules, Advisers registered under the Act will have increased compliance burdens and requirements regarding transparency to investors. The Final Rules also create additional prohibitions on all Advisers operating in the United States in relation to specified activities.

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