Ropes & Gray's Investment Management Update August – September 2023 - Fund Finance
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry.
Source: mondaq.com
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SEC Releases Risk Alert On EXAMS Process -
On September 6, 2023, the SEC Division of Examinations (EXAMS) released a Risk Alert highlighting critical areas of interest to any investment adviser—including how EXAMS selects...
Division Of Examinations Information Regarding The Compliance Program Risk Alert Initial Information Examiners Request Investment Advisers Compliance Program
Source: mondaq.com
Maine Voices: Rushed development of offshore wind will have unintended fallout
increase font size Maine Voices: Rushed development of offshore wind will have unintended fallout Small Maine family fishing businesses will be displaced and shuttered by the unprecedented hurry to industrialize the ocean. By Jason Joyce and Linda GreenlawSpecial to the Press Herald Share There are almost a dozen bills before the 130th Maine Legislature that will help fund and support massive industrialization in the Gulf of Maine. These bills include L.D. 1689: An Act to Ensure Equity in the...
Source: centralmaine.com
Maine Voices: Rushed development of offshore wind will have unintended fallout
Maine Voices: Rushed development of offshore wind will have unintended fallout Small Maine family fishing businesses will be displaced and shuttered by the unprecedented hurry to industrialize the ocean. By Jason Joyce and Linda GreenlawSpecial to the Press Herald Share There are almost a dozen bills before the 130th Maine Legislature that will help fund and support massive industrialization in the Gulf of Maine. These bills include L.D. 1689: An Act to Ensure Equity in the Clean Energy Econo...
Source: pressherald.com