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Analysis of the SEC s New Restricted Activities Rule for Investment Advisers | Robinson Bradshaw

On August 23, the United States Securities and Exchange Commission (the “SEC” or “Commission”) adopted rules and rule amendments (the “PFA Rules”) under the Investment Advisers Act of.

SEC Adopts Controversial And Sweeping Changes To Private Fund Rules; Requires Documentation Of Annual Compliance - Fund Finance

SEC Adopts Controversial And Sweeping Changes To Private Fund Rules; Requires Documentation Of Annual Compliance - Fund Finance

SEC Adopts Controversial and Sweeping Changes to Private Fund Rules

SEC Adopts Controversial and Sweeping Changes to Private Fund Rules
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SEC Issues New Amendments for Financial Fund Advisers

Proposed Rules would expand regulatory compliance obligations for all investment advisers to private funds, including exempt reporting advisers, foreign private advisers and other investment advisers to private funds that are not otherwise required to register with the SEC.

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