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September 11, 2023
With the Labor Day holiday now in the rear view mirror, we wanted to remind companies whose shares are listed on the NYSE/Nasdaq stock exchanges that the deadline for implementing...
September 6, 2023
The Securities and Exchange Commission (“SEC”) adopted the final rules (the “Final Rules”) on July 26, 2023 that will require disclosure of material cybersecurity incidents,...
September 1, 2023
On August 23, 2023, the Securities and Exchange Commission (the "SEC") enacted new rules and amendments (the "Final Rules") under the Investment Advisers Act of 1940, as amended (the "Advisers Act")...
September 1, 2023
On August 23, 2023, the US Securities and Exchange Commission (SEC) voted 3-2 to adopt new and amended rules under the Investment Advisers Act of 1940, as amended (Advisers Act) that...
August 31, 2023
As the public and private sectors continue to struggle with harnessing the opportunities and risks associated with AI, New York City tackled a discrete area of AI-related concern –...
August 30, 2023
On August 23, 2023, the U.S. Securities and Exchange Commission (SEC) adopted new rules and amendments under the Investment Advisers Act of 1940. Although they have been watered down...
August 30, 2023
On August 23, 2023, the U.S. Securities and Exchange Commission (the "SEC") adopted highly anticipated new rules and amendments (the "Final Rules") under the Investment Advisers Act of 1940
August 30, 2023
On August 23, 2023, the Securities and Exchange Commission (SEC) voted three to two (Commissioners Peirce and Uyeda dissenting) to adopt new and amended rules (Final Rules) under the...
August 30, 2023
On August 23, 2023, the U.S. Securities and Exchange Commission (the “SEC”) adopted highly anticipated new rules and amendments (the “Final Rules”) under the Investment Advisers Act of...
August 29, 2023
On August 23, 2023, the U.S. Securities and Exchange Commission (SEC) voted 3-2 to approve 660 pages of new rules and amendments modifying the Investment Advisers Act of 1940 (Advisers...