(a newly incorporated company indirectly controlled by funds managed by Flexpoint Ford, LLC) to be implemented by means of a Court-sanctioned scheme of arrangement under Part 26 of the Companies Act 2006 Publication and posting of Supplemental Scheme Document On 25 January 2021, it was announced that the board of Cortina Bidco Limited ( Bidco ), a newly incorporated company indirectly controlled by funds managed by Flexpoint Ford, LLC ( Flexpoint ), and the Independent Directors of AFH Financial Group Plc ( AFH or the Company ) had reached agreement on the terms of a recommended all cash acquisition of the entire issued, and to be issued, ordinary share capital of AFH (the Acquisition ). The Acquisition is to be implemented by way of a Court-approved scheme of arrangement (the Scheme ).
Heritage Capital Management Limited (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. Heritage Capital Management Limited and Heritage Fund Managers Limited Use a separate form for each offeror/offeree AFH Financial Group Plc (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: N/A For an opening position disclosure, state the latest practicable date prior to the disclosure 26/02/2021 (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
GWM Asset Management Limited (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. GWM Growth Fund S.A., SICAV-RAIF (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree AFH Financial Group Plc (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure