SFC revokes Axial Capital Management Limited's licence and suspends its responsible officer for five years
The Securities and Futures Commission (SFC) has revoked the licence of Axial Capital Management Limited (Axial) for repeated failures to comply with the Securities and Futures (Financial Resources) Rules (FRR), the Securities and Futures Ordinance (SFO) and the Code of Conduct.
Hong Kong Eugene Chung Axial Asia Master Fund Axial Capital Management Limited Futures Commission Opalesque Industry Update
Source: opalesque.com