Elizabeth Warren's Proposal Would Help Wronged Investors | The Heritage Foundation
Sen. Elizabeth Warren, D-Mass., has introduced a constructive bill (S. 2499) that would accomplish two desirable policy objectives. The bill would help investors by providing the funds to pay unpaid arbitration awards, and help broker-dealers by eliminating the budgetary incentive for the Financial Industry Regulatory Authority (FINRA) to impose fines on broker-dealers. What the Bill Would Do
Elizabeth Warren Securities Exchange Financial Industry Regulatory Authority Exchange Commission Bill Would Should Be Compensated When Broker Dealers
Source: heritage.org