LPL Financial and INC Advisors Welcome Bergen Point Wealth Management
CHARLOTTE, N.C., May 25, 2021 (GLOBE NEWSWIRE) LPL Financial LLC today announced that financial advisors Craig Zaleck and Mark Hogan of Bergen Point Wealth Management have joined LPL Financial’s broker-dealer, corporate registered investment advisor (RIA) and custodial platforms. They have aligned with Independent Network of Consultants & Advisors (INC Advisors), an existing large enterprise serving LPL-affiliated advisors. Zaleck and Hogan reported having served approximately $275 million in advisory, brokerage and retirement plan assets . They join from First Allied, part of the Cetera network of broker-dealers.
Based in Bayonne, N.J., Zaleck and Hogan have been friends for more than 30 years, both starting their careers as CPAs. They specialize in providing tax-based financial strategies and wealth management advice to clients from all walks of life. With their move to LPL and INC Advisors, Zaleck and Hoga
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What You Need to Know
Many advisors with a history of misconduct move on to other firms and often continue to engage in misconduct, according to a research paper.
A larger number who are barred from the sector move on to the insurance sector and engage in misconduct.
More than one in seven advisers at Oppenheimer, Wells Fargo and First Allied have a record of misconduct, an earlier research paper said.
Financial advisors and brokers with a long history of misconduct are likely to keep engaging in misconduct, and that continues to be the case with many of them even if they are barred from the business by regulators, according to a recent New York University School of Law and Stanford Law School research report.
$1.5 Billion Maentz Machlovitch Group Joins Rockefeller
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$1.1 Billion Team the Fortney Group Joins UBS
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Integrated Partners Nabs the Vedder Group