Foreign Regulator News Today

The Commodity Futures Trading Commission awarded approximately $200 million to a single whistleblower earlier this month based on the individual’s “significant contribution” to the...

<p><span>The Commission today issues a Whistleblower Award Determination based on an enforcement action that led to an Order of the Commission making findings of liability and imposing a civil monetary penalty, among other sanctions.  Parallel actions were brought, based on the same misconduct, by:  1) a Federal Regulator; and 2) a foreign futures authority (Foreign Regulator).  The Commission is approving the Proposed Final Deter...