Page 5 - Former Executives News Today

On April 18, 2021, the Securities and Exchange Commission (“SEC”) announced the fourth enforcement action arising from its EPS Initiative, charging Rollins Inc. (“Rollins”) and its...

SEC Proposes Rule Amendments Requiring Climate-Related Disclosures; Southern District of New York Dismisses Securities Fraud Claims Against U.S. Stock Exchanges for Lack of Standing;...

In 2021, at both the SEC and the PCAOB, accounting and auditing enforcement activity and monetary settlements decreased. Together, the SEC and PCAOB publicly disclosed 52 accounting and auditing enforcement actions and monetary settlements totaled approximately $159 million

In 2021, at both the SEC and the PCAOB, accounting and auditing enforcement activity and monetary settlements decreased. Together, the SEC and PCAOB publicly disclosed 52 accounting and auditing enforcement actions and monetary settlements totaled approximately $159 million

As the SECond Opinions Blog continues our review of FY 2021 U.S. Securities and Exchange Commission's (SEC) enforcement activity, ...

As the SECond Opinions Blog continues our review of FY 2021 U.S. Securities and Exchange Commission's (SEC) enforcement activity, we take a deeper dive into the agency's use of...

This report provides a snapshot of the US Executive Branch priorities via daily schedules and the prior day's press releases.

A Justiça Federal aceitou denúncia contra seis pessoas, dentre elas, ex-executivos da concessionária Econorte, apontadas como integrantes do esquema de corrupção montado para desviar recursos dos pedágios no Paraná e que foi desmembrado pela Operação Inte

Recent commentary by Diana Tani, an Assistant Regional Director for the SEC, at the Securities Enforcement West web conference emphasized the agency’s focus on data-driven...