Statement Of CFTC Commissioner Kristin N. Johnson On Settlement Agreement Resolving Enforcement Action On Compliance And Supervision Failures
<p><span>Today, the Commodity Futures Trading Commission (Commission or CFTC) announced a settlement agreement with J.P. Morgan Securities LLC (J.P. Morgan) following over a decade of trade surveillance supervision failures in violation of Regulation 166.3.</span></p>
Lenel Hickson Jr Manalm Sultan Meredith Borner Party Service Providers Commodity Futures Trading Commission Division Of Enforcement Advisory Regarding Penalties
Source: mondovisione.com