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November 10, 2022
On October 26, 2022, the Securities and Exchange Commission (SEC) adopted final rule and form amendments (Final Rule) that significantly alter the form and content of annual and...
November 5, 2022
On October 26, 2022, the Securities and Exchange Commission (“SEC”) adopted rule and form amendments that modernize the disclosure framework for mutual funds and exchange-traded funds...
October 28, 2022
SEC voted to adopt a new shareholder and investor communications approach including shareholder reports and revised advertisement fee disclosures by registered open end funds and exchange traded funds. The SEC did not adopt amendments to registration statement disclosures.
October 27, 2022
The U.S. Securities and Exchange Commission (SEC) voted unanimously on Wednesday 26 October 2022 at an open meeting to adopt a new approach to shareholder and investor communications by...