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Digital Currency & Blockchain Quarterly Litigation Update - Fin Tech

Welcome to Goodwin's Digital Currency & Blockchain Quarterly Litigation Update, where our global team of specialists share highlights and key litigation and enforcement updates that are shaping the industry.

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Dealer, No Dealer?[1] : Statement on Further Definition of As a Part of a Regular Business in the Definition of Dealer and Government Securities Dealer in…

Dealer, No Dealer?[1] : Statement on Further Definition of As a Part of a Regular Business in the Definition of Dealer and Government Securities Dealer in…
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SEC Targets Certain Proprietary Trading Firms And Private Funds With Expanded

On Feb. 6, 2024, the US Securities and Exchange Commission ("SEC" or "Commission") adopted new Rules 3a5‑4 and 3a44‑2 (together, "Final Rules").

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Securities and Exchange Commission Broadens Dealer Definition

Securities and Exchange Commission Broadens Dealer Definition
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Commr hesterm peirceHester peirceKatten septExchange commissionFirm required to implement supervisory systemFinancial industry regulatory authorityExchange act release noSecurities exchangeSecurities exchange actExchange actTrading interest factorPrimary revenue factorActive tradingAdopting releaseTrading interestCommissioner hester peirce

SEC Finalizes Changes to Dealer Definition – Does Not Exempt Private Funds or Proprietary Trading Firms | Dechert LLP

At a contentious open meeting on February 6, 2024, the Securities and Exchange Commission (Commission) voted three to two to adopt rule amendments (Final Rules) under the Securities.

Hesterm peircePat mccarthyMarkt uyedaExchange commissionInvestment companyInvestment companiesSecurities exchangeFinal rulesSecurities exchange actExchange actAdopting releaseProposed rulesCommissioner markCommissioner hesterPrivate fundsRegistered investment