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SEC Proposes Amendments to Beneficial Ownership Reporting Rules

The SEC has proposed amendments to the beneficial ownership reporting rules for the Securities Exchange Act of 1934. If adopted, the amendments would affect hedge funds and other investors who take significant positions in U.S. publicly traded equity securities.
Group Status For Non Agreement Not Necessary For Group Formation Securities Exchange Group Formation Tippee Behavior Giving Rise To Group Status Securities Exchange Act

SEC Proposes Amendments to Beneficial Ownership Reporting Rules

The SEC has proposed amendments to the beneficial ownership reporting rules for the Securities Exchange Act of 1934. If adopted, the amendments would affect hedge funds and other investors who take significant positions in U.S. publicly traded equity securities.
Group Status For Non Agreement Not Necessary For Group Formation Securities Exchange Group Formation Tippee Behavior Giving Rise To Group Status Securities Exchange Act

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Schedule 13 Beneficial Ownership Reporting Requirement Amendments

SEC amendments to accelerate filing deadlines for Schedule 13D and Schedule 13G beneficial ownership reports, expand reporting obligations to include acquisition of derivative securities and clarify standards for groups that would be subject to reporting obligations
Gary Gensler Exchange Commission Securities Exchange Group Formation Securities Exchange Act Exchange Act

SEC Proposes Significant Amendments to Reporting Rules for Stockholder Beneficial Ownership of More Than 5 Percent | Wilson Sonsini Goodrich & Rosati

On February 10, 2022, the U.S. Securities and Exchange Commission (SEC) proposed amendments to the rules governing beneficial ownership reporting under Sections 13(d) and 13(g) of the...
Wilson Sonsini Goodrich Rosati Exchange Commission Securities Exchange Group Formation Wilson Sonsini Goodrich Securities Exchange Act

SEC Proposes To Expand Beneficial Ownership Reporting - Corporate/Commercial Law

The SEC proposed amendments to rules governing beneficial ownership reporting under SEA Sections 13(d) ("Reports by Persons Acquiring More Than Five per Centum of Certain Classes of Securities") and 13(g) ("Statement of Equity Security Ownership").
Gary Gensler Hesterm Peirce Steven Lofchie Exchange Act She Securities Exchange Clarification Of Group Formation
Source: mondaq.com

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