United States - Money Laundering - SEC And FinCEN Propose Customer Identification Obligations For Investment Advisers
On May 13, the Securities and Exchange Commission (SEC) and the U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) released a joint notice of a proposed...
Identification Program Requirements For Registered Investment Network Fin Bank Secrecy Department Of The Treasury Exchange Commission Fund Managers
Source: mondaq.com