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Member of the Planning and Budget Committee Supports Central Bank's Decision on Digital Banks Member of the Planning and Budget Committee in the Egyptian

At the Viva Technology show, LVMH announced partnerships with Epic Game—starting with Louis Vuitton—and with Apples Tap to Pay Service.

Hyderabad (Telangana) [India], October 8 (ANI/NewsVoir): With the recent success of RRR limited edition bottles, Bisleri partners with Super Good Films for its upcoming movie Godfather to engage with the local consumers of Andhra Pradesh and Telangana market. The association will see limited edition sets of 500ml, 1-litre and 2-litre bottles. These special edition bottles capture the essence of the movie Godfather on them. The Tollywood industry is known for its larger-than-life showcase of movi...

On August 10, 2022, the US Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) issued a joint proposal to amend Form PF, a reporting form for...

The Office of the Chief Accountant of the SEC's Division of Investment Management periodically issues "Dear Chief Financial Officer" letters to help registered investment companies...

To print this article, all you need is to be registered or login on Mondaq.com. On March 3, 2021, the Securities and Exchange Commissions Division of Examinations (EXAMS) (formerly the Office of Compliance Inspections and Examinations (OCIE) released its 2021 examination priorities. Notably, while the majority of the examination priorities echo OCIE priorities from prior years, this years EXAMS priorities include a greater focus on climate-related risk and environmental...

REGULATORY UPDATES SEC Leadership Changes On April 14, 2021, the U.S. Senate voted to approve President Biden’s nomination of Gary Gensler as Chairman of the Securities and Exchange Commission (the “SEC”) through June 5, 2021. The vote came after the Senate Banking Committee endorsed Gensler’s nomination in March 2021. The confirmation only approves Gensler to serve the remainder of former SEC Chairman Jay Clayton’s term, though the Senate Banking Committee has cleared Gensler to serv...

Each year, the SEC’s Division of Examinations (f.k.a. OCIE) (the “ Division”) releases its priorities for the upcoming year, providing SEC registrants with a helpful tool to assist in managing, reviewing, and updating their compliance programs. The 2021 Examination Priorities (the “ 2021 Priorities”), which were released last month, indicate a greater focus on conflicts of interest for broker-dealers (“ BDs”) and registered investment advisers (“ RIAs”); a special emphasis on ...

Friday, April 9, 2021 SEC Announces 2021 Examination Priorities The SEC’s Division of Examinations (Division), formerly known as the Office of Compliance Inspections and Examinations (OCIE), released its 2021 examination priorities. In its release, the Division noted that it completed over 2,952 examinations in 2020 and issued more than 2,000 deficiency letters. Approximately 15% of all registered investment advisers were examined during 2020 and the Division completed more than 100...

To embed, copy and paste the code into your website or blog: On March 3, the U.S. Securities and Exchange Commission’s (SEC) Division of Examinations (Division), formerly known as the Office of Compliance Inspections and Examinations, announced its examination priorities for fiscal year 2021. The Division publishes the report annually to identify areas where it believes potential risks to investors and U.S. capital markets may exist. This year’s report focused particularly on climate-relate...