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Stop ripping off investors with double-dip charges, brokers warned

Global Securities Brokerage and Stock Exchange Services Market Thrives with Technological Advancements

Global Securities Brokerage and Stock Exchange Services Market Thrives with Technological Advancements
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CySEC protecting investors, fuelling growth - Financial Mirror

CySEC protecting investors, fuelling growth - Financial Mirror
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Google, Symphony unveil AI JV to help banks manage voice calls compliance risk

Symphony, the markets infrastructure and tech firm, is teaming up with Google to ramp up its voice analytics offering to banks and investment firms, executives told Reuters, as regulators get tough on communications compliance. The U.S. Securities and Exchange Commission has imposed more than $2 billion in fines for missteps in this space, largely linked to the failure to track or record business-related text messages sent over unauthorised platforms during COVID-19 lockdowns. As the sector-wide crackdown on messages and emails reaches a climax, financial firms are now bracing for possible probes into their usage of voice and video calls, of which only a fraction of communications are routinely recorded and retained, sources told Reuters last month.

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