SEC Enforcement Updates: Interim Director Named; Staff Investigative Powers Bolstered; "Bad Boy" Waivers Less Certain | Goodwin
To embed, copy and paste the code into your website or blog: The past few weeks have ushered in signs of what’s likely to come from the SEC’s Division of Enforcement under the Biden Administration, including a greater number of investigations and a tougher path to “bad boy” waivers for issuers. The SEC’s enforcement program plays a critical role in the agency’s tripartite mission, especially with respect to the protection of investors. The program, like many other aspects of the...
Source: jdsupra.com