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August 11, 2023
Alpine Securities filed suit against FINRA, arguing it is unconstitutional, and some securities attorneys worry about consequences if the firm is successful.
August 18, 2022
Alpine Securities has added to its long docket of run-ins with regulators over the last several years, alleging the SEC is piling on.
March 30, 2022
Alpine Securities will seek to overturn a FINRA finding that it saddled clients with โunreasonableโ fees and converted accounts without authorization.
March 25, 2022
FINRA has expelled Utah broker Alpine Securities from membership, and also ordered the firm to pay more than $2.3 million in restitution for customers.
March 20, 2015
Nick thank you. lets look at what is coming up on new day. alisyn joins us. >> thank you. great to see you. isis claiming responsibility for the attack on the museum in tunisia. our terrorism expert says not so fast. the already strained relationship with president obama and israeli prime minister benjamin netanyahu getting more complicated this morning. the president saying the u.s. needs to reassess the relationship after netanyahus comments on palestinian statehood. how much damage has been...