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August 11, 2023
For the interest of investors and ease of transaction in the securities market, the client will be allowed to open an account with intermediaries and transact in the securities market as soon as the KYC (Know Your Client) process is completed, Sebi said.
July 27, 2023
OMPay, an Oman-based FinTech solutions company, signed an MOU with ZUMR to accelerate business and growth opportunities
July 24, 2023
FinSMEs is the financial news site dedicated to covering venture capital, private equity, and merger and acquisition deals in real time!
July 19, 2023
Desjardins’ RI Specialist, Deborah Debas, clears up the confusion around KYP, and provides tips on how to utilize both KYC and KYP during the client discovery process.
July 1, 2023
Financial advisors now have additional tools to protect clients from scams: Trusted Contact Person and Temporary Holds.
June 22, 2023
Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud
June 21, 2023
Regulators said Robert Barber failed his 'gatekeeping' duties when he conducted trades for a a man criminally convicted of fraud.
June 21, 2023
Regulators said Robert Barber failed his 'gatekeeping' duties when he conducted trades for a a man criminally convicted of fraud.
June 21, 2023
Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud
June 21, 2023
Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud