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Reforming Our Capital Markets Ecosystem - Speech By Nikhil Rathi, UK Financial Conduct Authority Chief Executive Delivered At The Global Investment Management Summit

<h2>Highlights</h2>
<ul>
<li>The FCA set out proposals to reform the UK framework for asset management to ensure its proportionality, continued alignment to high global standards and to better support innovation.</li>
<li>Proposed ESG labelling regime for investment products will build trust in the growing sustainable investment category. </li>
<li>While recognising that regulation is only one e...
United Kingdom City Of United States Nikhil Rathi Rachel Kent Sarbanes Oxley

UK Financial Conduct Authority Publishes Decision Notices For Barclays Plc And Barclays Bank Plc (Together "Barclays")

<p><span>Barclays have referred their Decision Notices to the Upper Tribunal. Any findings in the Notices are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers the firms’ behaviour should be characterised.</span></p>
Serious Fraud Office Chancery Chamber Financial Conduct Authority Upper Tribunal Decision Notices Warning Notices

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