Page 5 - Litigation Risks News Today

Court. that it was basically trumps fault that he even had to do this. because trump is so litigious that he had to evaluate his litigation risks. he needed fusion gps so he could figure out how much can we say and stay on the safe side, the libel line. a lot of backtracking going on. you know, its a little complicated because its a big frame work for what is a narrow simple crime, which is did this guy, sussmann, lie to the fbi when he claimed he wasnt representing anyone including obviously th...

Renewed SEC focus on insider trading, MNPI, related internal controls may be a Top Ten Regulatory and Litigation Risks for Private Funds in 2022. Last week, SEC Division of Examinations issued risk alert on Investment Adviser Material Non-Public Information Compliance Issues

Last month, we predicted that a renewed focus by the SEC on insider trading, MNPI and related internal controls would be one of the Top Ten Regulatory and Litigation Risks for Private...

Last month, the SEC proposed new rules under the Advisers Act that, if implemented, would be the most significant enhancement of disclosure obligations for private fund managers since...

Last month, the SEC proposed new rules under the Advisers Act that, if implemented, would be the most significant enhancement of disclosure obligations for private fund managers since the Dodd-Frank Act.

SEC proposed rules under Advisers Act that would be the most significant enhancement of disclosure obligations for private fund managers requiring additional disclosure by private fund managers on quarterly statements, annual audits, and adviser-led secondary transactions.

Over the past few years, the SEC has brought fewer insider trading and Material Non-Public Information (MNPI)-related cases compared to historical numbers. We expect to see a reversal...

2021 continued the trend of increased regulatory focus on privacy and cybersecurity for private investment funds in the U.S. and abroad. There are no signs of the trend leveling off any time soon.

2021 continued the trend of increased regulatory focus on privacy and cybersecurity for private investment funds in the U.S. and abroad. There are no signs of the trend leveling off any...

Sanctions continue to be a dynamic area of regulation and enforcement. In its first year, the Biden Administration has already undertaken a number of different sanctions initiatives.