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Firm s latest settlement raises question about force of Regulation Best Interest
Despite its brokers' alleged Regulation Best Interest violations, Laidlaw & Company's latest brush with regulators was handled under FINRA's old suitability standard.
New york
United states
City of
United kingdom
Louis straney
Joe wojciechowski
Charlesv malico
Exchange commission
International securities
Long island financial group
Laidlaw company
Financial industry regulatory authority
Risk monitoring program
London based laidlaw
Regulation best interest
Chicago based stoltman
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