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CFTC Commissioner Kristin N Johnson Statement On The CFTC RFC On AI: Building A Regulatory Framework For AI In Financial Markets

CFTC Commissioner Kristin N Johnson Statement On The CFTC RFC On AI: Building A Regulatory Framework For AI In Financial Markets
mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.

United statesWhite houseDistrict of columbiaSherrod brownHarry surdenManuelf cohenA senateOrganization for economicGeorge washington university law schoolProvision of financial servicesDivision of market oversightInternet crimes complaint centerMarket risk advisory committeeJustice departmentDivision of clearingFinancial industry regulatory authority

What Is a Wells Notice and Why Does the SEC Serve It?

What Is a Wells Notice and Why Does the SEC Serve It?
makeuseof.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from makeuseof.com Daily Mail and Mail on Sunday newspapers.

Johna wellsManuelf cohenRalph demmlerWilliamj caseyWells committeeExchange commissionWells noticeWhy doesRegional directorAssociate directorDid coinbase receiveCoinbase earnCoinbase primeWells responseWells notices

SEC picks Sarah ten Siethoff for deputy director of investment management division

The SEC named Sarah ten Siethoff as the deputy director of the division of investment management.

New yorkUnited statesKaitlin bottockWilliam birdthistleManuelf cohenThoreau bartmannGary genslerExchange commissionYale universityYale law schoolCleary gottlieb steen hamiltonUniversity of virginiaTen seithoffTten siethoffLoomis awardLeadership award

Dalia Blass to Conclude Tenure as Director of the Division of Investment Management

Dalia Blass to Conclude Tenure as Director of the Division of Investment Management Washington, D.C. (Newsfile Corp. - December 22, 2020) - The Securities and Exchange Commission today announced that Dalia Blass, Director of the Division of Investment Management, will depart the SEC in January after leading the Division since September 2017. Under her leadership, the Division finalized more than 70 regulatory initiatives affecting investment companies and investment advisers. The Division of Investment Management s work is critical to ensuring that America s Main Street investors have access to high-quality investment opportunities from which they can make well-informed investing decisions. It has primary responsibility for administering the Investment Company Act of 1940 and the Investment Advises Act of 1940, which includes overseeing investment companies (e.g., mutual funds, closed-end funds, business development companies, unit investment trusts, variable insurance products, a

United statesNew yorkAmerican universityAl qahirahColumbia universityCity ofUnited kingdomKostenloser wertpapierhandelManuelf cohenJay claytonDalia blassDivision of examinationsInvestment companyMarket monitoring groupBusiness development companiesDivisional standards of conduct implementation committee

SEC: Dalia Blass To Conclude Tenure As Director Of The Division Of Investment Management - Under Director Blass s Leadership, The Division Undertook Numerous Initiatives Benefitting Main Street Investors

SEC: Dalia Blass To Conclude Tenure As Director Of The Division Of Investment Management - Under Director Blass s Leadership, The Division Undertook Numerous Initiatives Benefitting Main Street Investors Date 22/12/2020 The Securities and Exchange Commission today announced that Dalia Blass, Director of the Division of Investment Management, will depart the SEC in January after leading the Division since September 2017. Under her leadership, the Division finalized more than 70 regulatory initiatives affecting investment companies and investment advisers. The Division of Investment Management s work is critical to ensuring that America s Main Street investors have access to high-quality investment opportunities from which they can make well-informed investing decisions. It has primary responsibility for administering the Investment Company Act of 1940 and the Investment Advises Act of 1940, which includes overseeing investment companies (e.g., mutual funds, closed-end funds,

United statesNew yorkAmerican universityAl qahirahColumbia universityCity ofUnited kingdomManuelf cohenJay claytonDalia blassBusiness development companiesDivisional standards of conduct implementation committeeService awardDivision of examinationsInvestment companyMarket monitoring group