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September 25, 2023
The host of “The Cash Flow King” podcast is accused of using investor money for a lakeside mansion, NBA courtside tickets and $14,000 worth of pizza
September 22, 2023
Citadel Securities agreed to pay $7 million to settle SEC charges over the mismarking of short and long sales caused by a coding error.
August 4, 2023
The idea that investors might choose to consider certain environmental, social, and governance factors when deciding whether to buy shares of a company continues to gain popularity with trillions of dollars currently held in investment funds that take into account ESG principles.
May 8, 2023
SAN SALVO: Italy’s Jonathan Milan of Bahrain Victorious claimed his first Grand Tour stage win at the Giro...
April 28, 2023
Host Gregg N. Sofer is joined by Husch Blackwell senior associate Rebecca Furdek to discuss the recently concluded Securities and Exchange Commission (SEC) enforcement action concerning...
March 15, 2023
The Securities and Exchange Commission today charged DXC Technology Company, an IT services company in Ashburn, Virginia, with making misleading disclosures about its non-GAAP financial performance in multiple reporting periods from 2018 until early 2020.
March 15, 2023
Claimed it increased its reported non-GAAP adjustments for TSI costs and excluded them from its earnings.
January 10, 2023
The fast food giant was also charged for public disclosure violations by the US regulator, but spared any penalties.
January 10, 2023
Company also cited for failing to disclose discretion to dismiss without cause
January 10, 2023
Exec engaged in sexual relations with employee and hid the truth from stakeholders, says SEC