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Investors And Regulators Turning Up The Heat On Climate-Change Disclosures: Attempting To Make Sense Of The State Of Play In The US, EU, And UK - Corporate/Commercial Law

As investors' calls for greater climate-related corporate accountability grow louder, the "E" in ESG—environmental, social and governance—looms larger than ever, particularly from the perspective of...
New York United States Glasgow City United Kingdom France General White House
Source: mondaq.com

Finra should review ban on in-person arbitration hearings

Finra should review ban on in-person arbitration hearings One industry group is now calling on Finra to end the remote hearings it says are harming investors. Two hundred and sixty-three hearings have been conducted remotely as of the end of March. May 10, 2021 2 MINS When the Financial Industry Regulatory Authority Inc. decided to shut down in-person arbitration hearings last March, claimants and respondents embraced the idea of resolving disputes from the comfort of home...
Mark Schoeff Jr Davidp Meyer Richardw Berry Financial Industry Regulatory Authority Inc Finra Dispute Resolution Services Public Investors Advocate Bar Association

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Death and taxes. Biden's bold plans and impact on taxes

Episode Summary D.C. expert and policy wonk Mark Schoeff Jr. joins Bruce and Jeff to discuss the details of Biden’s three big initiatives so far, The American Rescue, Jobs, and Families plans. The trio debate the merits of spending trillions to help Americans, and the tax ramifications. Nico Marais, CEO of Wells Fargo Asset Management, also joins to share his vision for the firm as it embarks in a new direction post-purchase by private equity. Episode Notes Biden tax plans and the ensuing adv...
United States San Francisco Mark Schoeff Jr Nico Marais Mark Schoeff American Rescue

Celebrating financial literacy efforts

Celebrating financial literacy efforts More people participating in wealth management is a positive for the markets. But blindly following bad advice opens up the dark side of investing. April 12, 2021 The GameStop fiasco brought that to the fore. The rise and fall of the stock in recent months reminded me of the battles that erupted around the advent of “Mad Money.” I bore witness to the explosion of Jim Cramer’s “Mad Money” on to the investing scene. The show straddled the line betw...
Mark Schoeff Jr Kate Healy Cristina Livadary Dan Otter Cindy Couyoumjian Luis Rosa

Preparing for higher taxes - InvestmentNews

Preparing for higher taxes Tax-related advice is one of the few areas where advisory expertise so clearly and quickly shows its worth. April 12, 2021 2 MINS The threat of higher rates for the nation’s more affluent taxpayers is weighing heavily on the minds of advisers and their clients. As Mark Schoeff Jr. recently reported, preparation for what now seems more of an inevitability than a probability has become a top priority of advisers.  Tax considerations always have ...
Mark Schoeff Jr Elizabeth Warren Mark Schoeff எலிசபெத் வாரன்

All things tech

All things tech Among the many things made plain in 2020 was that tech is not just prominent, it is essential, and a keen grasp of technology is essential to the next stage of the market. February 22, 2021 Fintech’s prominent place in the advisory world was known in 2019, but among the many things made plain in 2020 was that tech is not just prominent, it is essential, and a keen grasp of technology is essential to the next stage of the market. The sector has always been keyed in on by IN, bu...
Mark Schoeff Jr Andreas Roell Sean Allocca Orion Eric Clarke Nicole Casperson Mark Schoeff

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