SEC's Peirce: Overcoming 'policy differences' takes work early in rulemaking
SEC commissioner Hester Peirce has first-hand experience to compare SEC chair Gensler's approach to that of his predecessor.
Source: investmentnews.com
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Congress and SEC Move Forward With Electronic Disclosure | Chief Investment Officer
Congress has proposed allowing electronic disclosure to investors for SEC registrants, and the SEC is looking to require it for disclosures to the SEC itself.
Source: ai-cio.com
The true cost of the SEC's regulatory overreach
Under Chair Gary Gensler, the U.S. Securities and Exchange Commission (SEC) has become aggressive and ambitious, proposing over 44 new and costly regulations since 2021.
Source: washingtontimes.com
SEC Proposes Updates to Cyber and Data Security Rules | Chief Investment Officer
One new rule from the SEC would update Reg SCI; the other would update Reg S-P, both to require more timely reporting of data breaches.
Source: ai-cio.com
SEC Reopens Comment Period For Proposed Cybersecurity Rule
The SEC reopened the comment period on its proposed cybersecurity rule, which was originally announced in February 2022.
Source: wealthmanagement.com
Commissioner Uyeda's Prescription For Addressing Decline In Number Of Public Companies - Securities
The public/private company dichotomy has been a perennial discussion topic. A statistic frequently tossed around is that there are about half as many public companies today as there were in 1996...
Mark Uyeda Caroline Crenshaw Allison Herren Lee Supreme Court Columbia Law School International Women Day
Source: mondaq.com
Firms Face Choppy Water Navigating SEC Compliance Dates
Speakers, including IAA CEO Karen Barr and SEC Commissioner Mark Uyeda, worried about the timing of compliance dates of SEC rules.
Source: wealthmanagement.com
Commissioner Uyeda's prescription for addressing decline in number of public companies | Cooley LLP
The public/private company dichotomy has been a perennial discussion topic. A statistic frequently tossed around is that there are about half as many public companies today as there...
Mark Uyeda Caroline Crenshaw Allison Herren Lee Supreme Court Columbia Law School Investor Advisory Committee
Source: jdsupra.com
Investment Management Update - February 2023 | Skadden, Arps, Slate, Meagher & Flom LLP
In this issue, we cover regulatory developments impacting the investment management sector, including updates on closed-end fund activism and various new and revised SEC rules.
Source: jdsupra.com
Increased Visibility Into Fund Proxy Voting: SEC Adopts Controversial Requirements | Carlton Fields
The SEC has adopted rule and form amendments requiring mutual funds, ETFs, and certain other registered funds (funds) to report more details about their voting of portfolio company...
Mark Uyeda Gary Gensler Hester Peirce Fund Voting Investment Company Institute Republican Commissioners Hester Peirce
Source: jdsupra.com