Page 9 - Mark Uyeda News Today

A member of the Republican minority on the top U.S. securities regulator asked his colleagues on Tuesday to consider revising draft regulation on disclosing climate-related risks which has stoked... -November 07, 2023 at 03:04 pm EST - MarketScreener

The SEC's Mark Uyeda said the agency needs to consider proposing rules or guidance to regulate cryptocurrencies.

In a Nov. 6 speech, Republican SEC Commissioner Mark Uyeda said the watchdog needs to reassess its approach to the crypto industry. According to Uyeda,…

“In Sarbanes-Oxley, Congress employed a phrase: ‘discriminate because of’ that has long been recognized to require a plaintiff to show discriminatory intent. It is this transplanted phrase with its rich soil that decides this case.” ~ Eugene Scalia, former Labor Secretary

Exchanges would be forbidden from offering volume-oriented rebates or pricing for broker/dealer agency orders.

Exchanges compete for trading orders by offering discounted fees to the brokers that account for the largest volume of shares.

Last week, without an open meeting, the SEC adopted rule amendments governing beneficial ownership reporting under Exchange Act Sections 13(d) and 13(g)...

[This post revises and updates my earlier post primarily to reflect the contents of the adopting release.] Last week, without an open meeting, the SEC adopted rule...

Yesterday, without an open meeting, the SEC adopted rule amendments governing beneficial ownership reporting under Exchange Act Sections 13(d) and 13(g), updating Reg 13D-G to "require market participants...

Yesterday, without an open meeting, the SEC adopted rule amendments governing beneficial ownership reporting under Exchange Act Sections 13(d) and 13(g), updating Reg 13D-G to “require...