Page 2 - Markt Uyeda News Today

With the close of FINRA's fiscal year comes the opportunity for broker-dealer firms to consider where regulators have focused their enforcement efforts and also what can be expected in the coming year.

SEC adopts amendments to Form PF to enhance private fund reporting while Commissioner Mark T. Uyeda disagrees with the Commission's war on private funds.

At a contentious open meeting on February 6, 2024, the Securities and Exchange Commission (Commission) voted three to two to adopt rule amendments (Final Rules) under the Securities...

With the close of FINRA’s fiscal year comes the opportunity for broker-dealer firms to consider where regulators have focused their enforcement efforts and also what can be expected in...

Statement on Further Definition of “As a Part of a Regular Business” in the Definition of Dealer Commissioner Mark T. Uyeda Feb. 6, 2024

Dissenting Statement on Final Rule on Special Purpose Acquisition Companies, Shell Companies, and Projections: The Commission Embraces Merit Regulation…

Remarks at the 51st Annual Securities Regulation Institute Commissioner Mark T. Uyeda Coronado, CA January 22, 2024

On January 10, the U.S. Securities and Exchange Commission (SEC) simultaneously approved eleven spot bitcoin Exchange Traded Funds (ETFs) on an accelerated basis based on its Order...

(Bloomberg) -- First came the judge’s rebuke. Then fresh Securities and Exchange Commission research surfaced purporting to allay doubts about whether trading in Bitcoin could ever be effectively monitored.Most Read from BloombergSEC Authorizes Bitcoin-Spot ETFs in Crypto’s BreakthroughGoogle Lays Off Hundreds in Hardware, Voice Assistant TeamsAmazon’s Twitch to Cut 500 Employees, About 35% of StaffSEC Says FBI Is Investigating Compromise of Agency’s X AccountThese Ar...

Statement Regarding the Commission’s Approval of Proposed Rule Changes to List and Trade Shares of Spot Bitcoin Exchange-Traded Products Commissioner Mark T.…