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March 25, 2024
BRAEMAR HOTELS & RESORTS ANNOUNCES REJECTION OF MATERIALLY DEFICIENT DIRECTOR NOMINATION NOTICE FROM BLACKWELLS CAPITAL Board Unanimously Rejected Recent...
January 11, 2024
The Federal Deposit Insurance Corporation ("FDIC") has adopted a final rule ("Final Rule") to modernize the requirements governing use of the official FDIC signs and advertising statements...
November 2, 2022
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement,...
November 2, 2022
Welcome to the latest issue of Bracewell's FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement...
November 1, 2022
In first disciplinary action under Reg BI, FINRA fined broker $5,000, issued a six-month suspension from allegations broker engaged in excessive trading for outsized commissions. FINRA released Regulatory Notice 22-20 changing Sanctions Guidelines.
October 17, 2022
The Financial Industry Regulatory Authority (FINRA) Sanction Guidelines have been significantly revised, now giving FINRA discretion to impose considerably higher fines on mid- and large-size firms.
October 15, 2022
Financial Industry Regulatory Authority FINRA Sanction Guidelines have been significantly revised, now giving FINRA discretion to impose considerably higher fines on mid- and large-size firms. The revisions also deleted 20 prior infrequently used guidelines.
March 15, 2021
Dear Mr. Dohle and Ms. McIntosh: We write on behalf of the Zionist Organization of America (ZOA), the oldest and one of the largest pro-Israel organizations in the U.S. The ZOA is a leader in fighting against antisemitism and anti-Israel bias wherever these problems arise. Having received complaints from our supporters and conducting our own review, we are deeply concerned about the factual inaccuracies, material omissions and outright falsehoods ...
June 1, 2019
For being with us. we will continue to tell the story, well have you in studio when we do the panel again, which we will. we turned back to the panel. john? five buckets. its only just begun. we expect the inspector general report first. figure five things to watch, plus five buckets. criminal investigation, the u.s. attorney, the administrative investigation of the inspector general, youve got the overarching look that bill barr himself is doing and then you have the possibility of litigation, ...
June 1, 2019
We will continue to tell the story, well have you in studio when we do the panel again, which we will. we turned back to the panel. john? five buckets. its only just begun. we expect the inspector general report first. figure five things to watch, plus five buckets. criminal investigation, the u.s. attorney, the administrative investigation of the inspector general, youve got the overarching look that bill barr himself is doing and then you have the possibility of litigation, the fisa court givi...